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compliance director  

2019-01-11  上海  保险  月薪:50000-80000

现在申请

职位概述

发布时间
所属行业
保险
所在省份
上海
所在城市
薪资范围
50000 ~ 80000
联系方式
laura.li@cn.randstad.com
申请

职位描述:

-Distribution Compliance
work independently to design, implement and enhance distribution compliance & compliance initiatives program
data monitoring and analysis
implement an effective compliance risk assessment program on distribution compliance
work independently to develop relevant Compliance procedures necessary to reflect compliance obligation and stipulate compliance requirement in specific to manage the compliance risks
-Compliance Reporting
report compliance failure or violation in accordance with relevant reporting and escalation protocols
coordinate branch compliance to complete reporting requirements
-Compliance Reviews
coordinate to branch compliance, and combine findings and remedial actions
conduct monitoring program and assurance on the implementation of remedial actions